**HAMILTONIAN

Introduction

This section defines the electronic Hamiltonian that is to be used. Within the Born-Oppenheimer approximation the generic form of the electronic Hamiltonian is

\[H = \sum_{i}\ h\left(i\right) + \frac{1}{2}\sum_{i\ne j}\ g\left(i,j\right) + V_{NN}; \quad V_{NN} = \frac{1}{2}\sum_{A\ne B} \frac{Z_A Z_B}{R_{AB}}\]

where \(V_{NN}\) is the operator of the repulsion of classical nuclei. The one-electron hamiltonian \(h\left(i\right)\) splits into the free-electron Hamiltonian \(h_0\) and the electron-nucleus interaction \(V_{eN}\). In the non-relativistic case the free-electron Hamiltonian is simply the kinetic energy operator, whereas a rest mass term is added in the relativistic case, e.g. for the Dirac (bare-nucleus) Hamiltonian

\[h_D = \beta mc^2 + c\left(\alpha\cdot\mathbf{p}\right) + V_{eN}\]

In the non-relativistic case the two-electron operator \(g\left(i,j\right)\) is the instantaneous Coulomb interaction.

\[g^{Coulomb}\left(1,2\right)=\frac{1}{r_{12}}\]

In the relativistic case, the two-electron interaction is vastly more complex, including magnetic interactions as well as retardation effects. In the relativistic framework the instantenous Coulomb-interaction is the zeroth-order term in an expansion in \(c^{-2}\) of the full Lorentz invariant two-electron interaction. Note, however, that although the mathematical form of the Coulomb term is the same as in the non-relativistic domain, the physical content is different. For instance, in the relativistic domain the Coulomb term contains the spin-same orbit (SSO) interaction. The first-order term is the Breit interaction

\[g^{Breit}\left(1,2\right)=-\frac{c{\alpha}_{1}\cdot c{\alpha}_{2}}{2c^{2}r_{12}}-\frac{\left(c{\alpha}_{1}\cdot\mathbf{r_{12}}\right)\left(c{\alpha}_{2}\cdot\mathbf{r}_{12}\right)}{2c^{2}r_{12}^{3}}\]

which can be rearranged to

\[g^{Breit}\left(1,2\right)=g^{Gaunt}\left(1,2\right)+g^{gauge}\left(1,2\right)=-\frac{c{\alpha}_{1}\cdot c{\alpha}_{2}}{c^{2}r_{12}}-\frac{\left(c{\alpha}_{1}\cdot{\nabla}_{1}\right)\left(c{\alpha}_{2}\cdot{\nabla}_{2}\right)r_{12}}{2c^{2}}\]

The Gaunt term, which contains the spin-other orbit interaction, is implemented at the SCF level in DIRAC.

The Dirac Hamiltonian (or effective one-electron Hamiltonians such as the Fock or Kohn-Sham operators) give electronic solutions of both positive and negative energy. 2-component relativistic Hamiltonians can be generated by a unitary decoupling transformation. Exact decoupling gives the eXact 2-Component Hamiltonian (X2C) (we use [Ilias2007]), whereas the Zeroth-Order Regular Approximatio (ZORA), Douglas-Kroll-Hess (DKH) and Barysz-Sadlej-Snijders (BSS) Hamiltonians are generated by approximate decouplings. For more a detailed discussion of relativistic Hamiltonians, see [Saue2011].

Internally the program will always work with 4-component operators that are expanded using distinct large and small component basis sets. In the transformation to an orthogonal basis set one may, however, combine large and small component functions and/or functions of different symmetry in order to obtain a matrix expansion of e.g. the spin-free modified Dirac equation or the Lévy-Leblond equation [Visscher2000].

In addition one can also modify the Hamiltonian by introduction of an additional operator, e.g. describing an external field. Any additional operator defined in this section must be totally symmetric under both the molecular point group and time reversal symmetry. The latter requirement precludes the introduction of external magnetic fields.

General

.PRINT

Print level. Default:

.PRINT
 0

.ONESYS

Ignore two-particle interactions.

The keyword ensures the diagonalization of the bare nuclei Hamiltonian matrix without proceeding to the iterative SCF method.

4-component Hamiltonians

The default Hamiltonian of DIRAC is the Dirac-Coulomb Hamiltonian using the Simple Coulombic Correction (see .LVCORR). The Dirac-Coulomb Hamiltonian formally has no bound solution and is therefore embedded in projection operators. By default, these are the projection operators obtained iteratively in the SCF process.

.GAUNT

Add the Gaunt interaction to the Hamiltonian. This will increase the computational time significantly but is important when studying spin-orbit splittings and/or performing accurate studies of light molecules. The current implementation is limited to including the Gaunt interaction in the construction of the Fock matrix and works for Hartree–Fock and DFT. For using Gaunt in combination with DFT see the *DFT section of the manual. Transformation of the Gaunt part of the two electron operator to the MO basis is not yet implemented, for this purpose we recommend the use of the molecular mean field approximation. This can be used for example in MP2/CC/FSCC/IHFSCC calculations with RELCCSD by means of the .X2Cmmf Hamiltonian (see also our FAQ/Tutorial pages)

For the relativistic two-component mode (see .X2C keyword) with AMFI contributions it uses both spin-same and spin-other orbit mean-field parts.

.DOSSSS

This keyword gives unmodified Dirac-Coulomb Hamiltonian which was the default untill the DIRAC11 release. Explicitly including (SS|SS) type Coulomb integrals does give the most accurate description of the system but does increase computational cost significantly. Use this option for high-accuracy calculations, preferably in conjunction with .GAUNT to also include the Gaunt correction to the two-electron interaction.

.LVCORR

This keyword activates the Dirac–Coulomb Hamiltonian in which (SS|SS) integrals are neglected and replaced by an interatomic SS correction (calculated as a classical repulsion term of (tabulated) small component atomic charges) [Visscher1997a] .

This is currently the most economical and accurate approximation to the full Dirac–Coulomb Hamiltonian and can certainly be used for the calculation of spectroscopic constants and valence properties; for core properties, testing is recommended (see also .LVNEW). This is the default Hamiltonian choice since DIRAC11.

.LVNEW

Modification of .LVCORR that obtains the atomic small component charge via a Mulliken analysis instead of the original table look-up. (The problem with the table look-up is that the electrostatics in the molecule will be wrong if you have specified a basis set which does not give the correct small-electron charge because of deficiencies in the core region.)

.URKBAL

Unrestricted kinetic balance.

The default is restricted kinetic balance. This is imposed by deleting unphysical solutions from the free particle positronic spectrum. This leads to a 1:1 ratio of electronic and positronic solutions. This preprojection is sensitive to linear dependencies and should therefore preferably be used in conjunction with the spherical transformation of both large and small components.

.INTFLG

Specify what two-electron integrals to include. All other modules use this as the default value. By default include LL and SL, exclude SS integrals (1 = include; 0 = do not include):

.INTFLG
 1 1 0

Turning off spin dependence

.SPINFREE

Use Dyall’s spin-free Hamiltonian, Ref. [Dyall1994] , to obtain results without spin-orbit coupling for the four-component Hamiltonian in the default restricted kinetic balance scheme. This keyword works also for two-component relativistic Hamiltonians where one can choose between two spin-free schemes - see the .BSS keyword.

Note that this option should not be used for response calculations with time-antisymmetric (magnetic) operators as it will eliminate important contributions.

.NOSPIN

Implies .SPINFREE, but also remove all spin-symmetry-breaking (quaternion “imaginary” or “triplet” terms) from property gradients in response calculations. Used for analyzing magnetic properties similarly to how it is done with non-relativistic methods.

.NOSFMU

In spin-free correlated calculations group multiplication tables are by default set up as direct products of spatial and spin symmetries. This flag turns off this, and so the spin-free case is treated similar to the spin-orbit case.

Warning

only in development version

.SPINF2

Warning

documentation missing

Advanced: Other projection operators

.FREEPJ

Project out all negative-energy solutions of the free-particle Dirac Hamiltonian from the MO space.

.VEXTPJ

Project out all negative-energy solutions of the bare-nucleus Dirac Hamiltonian from the MO space.

Exact 2-component (X2C) Hamiltonians

.X2C

This keyword activates the Exact 2-Component Hamiltonian [Ilias2007] based on its implementation in the module X2Cmod, Refs. [Knecht2010] and [Knecht2014].

In the default spin-orbit case one should combine this option with an AMFI correction to the unscreened one-electron spin-orbit operator. This is the default in Dirac unless .NOAMFI is specified which will turn off any two-electron spin-orbit corrections. To use the spinfree version of X2C (which numerically yields the same numbers as in the quantum chemistry packages CFour, Turbomole and Molcas) one needs to add the keyword .SPINFREE.

See als *X2C for more options, including a local X2C scheme. An overview of the (local) X2C approach is given in the tutorial section :doc:`X2C and local X2C <../tutorials/two_component_hamiltonians/x2c_mol_loc.html>`_

.X2Cmmf

This keyword activates the 2-component molecular-mean-field (X2C) Hamiltonian approach [Sikkema2009] within the module X2Cmod, Ref. [Knecht2014].

DIRAC starts with a 4c-SCF run and performs a transformation to 2-component mode (based on the converged Fock operator) prior to a post-HF correlation step. after the SCF. One can combine this option with .GAUNT which activates the inclusion of spin-other-orbit contributions in the Hamiltonian. The X2Cmmf-Hamiltonian can at present only be used for post-HF calculation within the RELCCSD module. Patches for other correlation modules in DIRAC will be part of the Dirac2014 release. See also :doc:`Molecular mean-field X2C <../tutorials/two_component_hamiltonians/molecular_mean_field>`_ for further information.

.BSS

Use the 2-component relativistic Hamiltonian obtained after the Barysz–Sadlej–Snijders transformation of the Dirac Hamiltonian in the finite` basis set, see Ref. [Ilias2005]. Calculations using the 2-component BSS Hamiltonian are running only with large component basis functions.

Approximate 2-component Hamiltonians

Please note that these are only tested for energies and generally do not work for properties !

.ZORA

Use the zeroth-order regular approximation [vanLenthe1994],[vanLenthe1996]_,[Visscher2000]_, of the Dirac Hamiltonian in the Hartree-Fock procedure. Works only for closed-shell systems. The implementation offers only little computational advantages and is intended chiefly for comparisons of methodology. Note that the combination .SPINFREE and .ZORA gives a spin-free formalism that differs from the conventional spin-free ZORA formulation. Two integers should be specified in free format on the line following .ZORA:

.ZORA
 1 1

The first number indicates whether the density is to be normalized over the 2-component (0; ZORA) or 4-component metric (1; ZORA4).

The second number specifies whether the orbital energies should be unmodified (0; normal ZORA) or scaled (1; scaled ZORA).

.DKH1

First-order Douglas-Kroll Hamiltonian

.DKH2

Second-order Douglas-Kroll Hamiltonian

Non-relativistic Hamiltonians

keyword(LEVY-LEBLOND)

Use the nonrelativistic Lévy-Leblond Hamiltonian [Levy1967].

Use this option before any additional one-electron operators are specified, because it redefines the metric used in the calculation.

.NONREL

Standard nonrelativistic calculation based on the Schrodinger equation. Should give identical energy results as with the .LEVY-LEBLOND keyword.

DIRAC runs in the 2-component spin-free mode, which in fact represents the traditional one-component mode.

Effective core potentials

.ECP

Perform an effective core potential calculation. The ECP parameters should be set in the MOL file. Both spin-orbit and spin-free calculations are available by specifying spin-orbit (SO) parameters in the MOL file. With SO parameters, the 2-component spin-orbit calculation is conducted, whereas the spin-free (1-component) calculation is performed by omitting the SO part in the ECP parameter. (See How to specify ECP parameters in mol files)

External fields/Environment

.OPERATOR

Specification of an additional one-electron operator in the Hamiltonian. The operator must be totally symmetric both under the molecular point group and time reversal symmetry. The field strength of the operator is specified with COMFACTOR. The keyword can be repeated for addition of more than one operator.

See the One-electron operators section for more information and explicit examples.

.PCM

Model solvent effects by placing the molecule in a cavity in a dielectric continuum. The cavity is shaped on the actual geometry of the solute, the full molecular electrostatic potential is used.

Warning

Development version only, requires PCMSolver submodule.

.SOLVENT

Model solvent effects by placing the molecule in a spherical cavity in a dielectric continuum. The solute electrostatic potential is represented in terms of a truncated multipolar expansion.

.FDE

Activates the frozen density embedding (FDE) functionality. Options can be specified under the *FDE menu.

In order to use FDE the user must have generated an embedding potential and/or frozen densities for the environment, either directly with the ADF code (see the developer’s website http://www.scm.com for further information) or via the PyADF scripting framework (see the developer’s website http://pyadf.org for further information).

.CAP

Complex Absorption Potential (development version)

Kohn-Sham Hamiltonian

.DFT

Perform a Kohn–Sham density functional theory calculation. In the following line you must specify the desired DFT functional.

The functional can either be selected from a set of predefined combinations of exchange and correlation functionals, e.g.:

.DFT
 B3LYP

Alternatively, it can be composed by specifying GGAKEY followed by a list of the desired functionals together with their weights:

.DFT
 GGAKEY PW86X=1.0 P86C=1.0

GGAKEY also allows the definition of (global) hybrid functionals, for instance B3LYP can be specified as:

.DFT
GGAKEY Slater=0.8 Becke=0.72 HF=0.2 VWN=0.19 LYP=0.81

where HF indicates weight of Hartree-Fock exchange 20%. It is also possible to specify long-range corrected or Coulomb-attenuated functionals using the CAM keyword, e.g. CAMB3LYP is predefined but can also be specified as:

.DFT
CAM p:alpha=0.19 p:beta=0.46 p:mu=0.33 x:slater=1 x:becke=1 c:lyp=0.81 c:vwn5=0.19

Coulomb-attenuated functionals are based on a separation of the two-electron interaction into a long- and short-range part

\[\frac{1}{r_{12}}=\frac{\left[\alpha+\beta\ erf\left(\mu r_{12}\right)\right]}{r_{12}} - \frac{1-\left[\alpha+\beta\ erf\left(\mu r_{12}\right)\right]}{r_{12}}\]

For CAM or long-range corrected functionals this separation is only invoked in the evaluation of exchange. The above CAM input first reads the three parameters(p) \(\alpha\) (alpha), \(\beta\) (beta) and \(\mu\) (mu), followed by exchange (x) and correlation (c) functionals with their respective weights. Standard exchange functionals are automatically short-range corrected following the approach of [IIkura2001]. The activation of this separation for correlation as well leads to long-range WFT/short-range DFT methods, as represented by MP2-srDFT in DIRAC.

.DFTAUTO

Perform a Kohn–Sham calculation using functionals provided by the XCFun library. In the following line you must specify the desired DFT functional.

.HFXFAC

Weight of exchange in Fock matrix construction. Default:

.HFXFAC
 1.0

.HFXATT

Warning

documentation missing

.HFXMU

Warning

documentation missing

Advanced modification of the 4-component Hamiltonian

.NOSMLV

Delete SS nuclear attraction integrals. This will take out contributions to the one-electron spin-orbit interaction and the Darwin interaction.

.SMLV1C

Neglect potential for multi-center SS blocks, i.e. multi-center SS nuclear attraction integrals and multi-center SS two-electron integrals.

.ONECAP

Consider taking the .SMLV1C model one step further. Only one-center contributions to the LS and SS two-electron integrals and SS nuclear attraction integrals are calculated explicitly. The electrostatic effects of the terms neglected this way are included by calculating the classical repulsion from small component charges based on a Mulliken population analysis. Note that we therefore only need to calculate the derivative of the LL integrals when calculating the molecular gradient.

.ONECNV

Employ the one-center model as given by .ONECAP until convergence to a specified THRESHOLD, whereafter the full set of two-electron integrals will be used:

.ONECNV
 THRESHOLD

This threshold applies to whatever convergence criteria has been selected (.EVCCNV, .ERGCNV or .FCKCNV).

Advanced BSS keywords/Experimental

.X2COLD

One-step Exact (infinite order) 2-Component relativistic Hamiltonian [Ilias2007]. This keyword was called .X2C prior to DIRAC10. DIRAC runs in the (memory saving) 2-component mode. Note that one should combine this option with the spin-free option as X2C will only provide an unscreened (bare nucleus) spin-orbit operator that gives unphysically large spin-orbit contributions. To get a realistic screened spin-orbit operator AMFI is added in the development version unless .NOAMFI specified.

.X2C4

One-step Exact (infinite order) 2-Component relativistic Hamiltonian [Ilias2007] .

DIRAC runs in the 4-component mode. This mode is useful if you wish to restart from a previous 4-component calculation and vice versa. AMFI is added in the development version unless .NOAMFI specified.

.IOTC4

Warning

documentation missing

.BSS4

Warning

documentation missing

.CMPEIG

When some two-component relativistic Hamiltonian is chosen, compare eigenvalues between the ‘parent’ four-component Dirac and derived two-component one-electron Hamiltonians.

For the infinite order (one- and two-step) two-component Hamiltonians eigenvalues are identical with four-component Dirac counterparts. For the second-order (and lower order) Douglas–Kroll–Hess Hamiltonian they slightly differ.

.BEG_2C

Warning

documentation missing

.ONESTEP

Together with the .BSS keyword - for the infinite order only - invokes the one-step infinite order method (which is otherwise called by .X2C, .X2C4 keywords).

.NOAMFI

Do not include the AMFI contribution where AMFI is the default. This holds also for keywords .X2C and .X2C4). In the DIRAC08 distribution version .NOAMFI was the default.

Warning

missing AMFI contribution (for .X2C, .X2C4 and .BSS keywords) may lead to overestimation of spin-orbit effects since these would be represented by one-electron terms only, without two-electron shielding.

.DO2C4C

After iterations at the two-component level ascend to the four-component level.

Warning

only in development version

.DO4C2C

After iterations at the four-component level do the relativistic transformation to the two-component level.

Warning

only in development version

.USE_DF

Warning

only in development version

After the four-component DC-SCF method do the infinite order transformation (either one- or two-step) upon the Fock-Dirac matrix. Otherwise it is transforming Dirac bare nucleus.

Used only with keyword .DO4C2C.

.CONT2C

Warning

only in development version

After four-component DC-SCF continue with two-component iterations.

Used only with keyword .DO4C2C.

Integer (3,4,5) should be specified in free format on the line following .CONT2C:

.CONT2C
 3

Warning

and what does this integer mean?

.MO4C2C

Warning

documentation missing

Various

.SCQSET

Warning

documentation missing

.YREQ1

Warning

documentation missing

.BLOCKD

Warning

documentation missing

.VACPOL

Warning

documentation missing

.MIXVAC

Warning

documentation missing

.NOVREF

Warning

documentation missing

.POSVAC

Warning

documentation missing

.QDOTS

Warning

documentation missing

.MMF

Warning

documentation missing

.xB

Warning

documentation missing

.xC

Warning

documentation missing